Fraud and Audit the SecuRetain Way
Equip your employees with a fundamental understanding of how fraud regulations, anti-money laundering, and the Foreign Corrupt Practices Act apply to their jobs and arm them with the functional knowledge and practical skills to mitigate risk using frameworks, processes, and case studies.
Empower your organization to meet the fraud regulatory and federal/state training requirements
Complete the fraud e-learning course series available at less than 1/3 of the price
Track progress and course completion for yourself or an entire enterprise with the SecuRetain platform
Customize Fraud and Audit Management courses reflecting your policies, procedures, and frameworks
Use the SecuRetain platform to distribute your training content along with SecuRetain courses in your own private space
Corporations can save more than 15% by developing in-house skills. The series of courses aim to enhance end to end knowledge.
Preview e-Learning Courses
Comprehensive Financial Risk Mitigation
From financial institutions to accounting teams, educated staff is your best defense against financial crime.
Learning Outcomes from Fraud and Audit Based e-Learning Courses
The nine-part series of fraud management courses designed to build strong professional knowledge and practical skills to help develop, implement, and other compliance/anti-fraud programs at your organization.- Understand internal fraud, external fraud, corruption, asset misappropriation, financial statement fraud, the scale of the problem, factors contributing to fraud and fraudulent behavior, and why people commit fraud
- Understand the fundamentals of fraud, the different types, the fraud triangle components, the fraud tree, common fraud schemes, fraud response, and preventive steps
- Fraud management program objectives, fraud risk management framework basics, governance, assessments, and requirements
- Identify potential risks, likelihood and impacts, analysis, reporting results, prevention, detection, and response programs
- Understand the fraud triangle, fraud diamond, and 10-80-10 rule
- Have detailed knowledge of fraud classification categories, subcategories, fraud schemes, and methods used by perpetrators
- Learn about fraud tree schemes using a step-by-step approach with the help of case studies and case laws associated with each classification, category, subcategory, and fraud scheme
- Learn about different fraud case laws associated with culture, tone at the top, code of ethics, global regulations, and fraud regulatory requirements
- Understand the fraud perpetrator characteristics, understand what are the red flags and how to identify them, categorize the red flags, and rank red flags per fraud triangle components and the fraud tree
SecuRetain’s Fraud and Audit e-Learning Courses
Browse all Fraud and Audit category courses available for you on our SecuRetain platform
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Anti Money Laundering Awareness - CO00103
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Course Objective
What you will learn:
- What it is and how does it work?
- Why people and organizations launder money?
- How money laundering works: basic process
- Legal consequences for money laundering, including state and federal (U.S.) penalties
- Applicable laws and regulation
- Insider trading
Foreign Corrupt Practices Act Awareness Part I All Employee - CO00301
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Course Objective
What you will learn:
- Overview of the FCPA
- Study the implications of the FCPA
- Learn about the enforcement and penalties
- Study the U.S. Sentencing guidelines
- Understand the SEC and DOJ FCPA guidance
- Study the DOJ and SEC hallmarks of an effective compliance program
- Learn about the DOJ’s evaluation of compliance programs
- Learn about UK Bribery Act 2010
- Study the UK Bribery Act 2010 provisions
- Study the consequences of non-compliance with the Bribery Act 2020 – Case Study
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Foreign Corrupt Practices Act Awareness Part II - CO00302
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Course Objective
What you will learn:
- Overview of the FCPA
- Study the implications of the FCPA
- Learn about the enforcement and penalties
- Study the U.S. Sentencing guidelines
- Understand the SEC and DOJ FCPA guidance
- Study the DOJ and SEC hallmarks of an effective compliance program
- Learn about the DOJ’s evaluation of compliance programs
- Learn about UK Bribery Act 2010
- Study the UK Bribery Act 2010 provisions
- Study the consequences of non-compliance with the Bribery Act 2020 – Case Study
Foreign Corrupt Practices Act (FCPA) Part III - CO00303
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Course Objective
What you will learn:
- Understand Fraud and Examples of Fraud
- Understand the Different Types of Fraud
- The Scale of the Problem
- Learn about Fraud Triangle Components
- Understand the Fraud Tree
- Learn about Factors Contributing to Fraudulent Behavior or Why People Commit Fraud
- Learn about Who Commits Fraud
- Knowledge of Common Fraud Schemes
- Understand Fraud Response
- Management Preventive Steps
Fraud Management Part I - FR00101
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Course Objective
What you will learn:
- Understand Fraud Basics
- Learn Fraud Risk Management Basics
- Understand How to Document Roles and Responsibilities
- Understand the Objectives of Fraud Risk Management Program
- Learn How to Develop a Fraud Risk Management Program
- Understand Fraud Risk Management Framework Basics
- Understand the Importance of Fraud Risk Governance
- Learn How to Plan for Fraud Risk Assessments
- Learn About Effective Fraud Risk Assessment Requirements
Fraud Management Part II - FR00102
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Course Objective
What you will learn:
- Learn How to Develop the Fraud Risk Management Program
- Learn How to Plan for Fraud Risk Assessments
- Learn How to Execute Fraud Risk Assessments
- Section I - Fraud Risk Assessment Framework
- Step 1 - Identify Potential Inherent Fraud Risks
- Step 2 - Assess the Likelihood and Impact
- Step 3 - Evaluate Department Likely to Commit Fraud
- Section II - Analysis
- Section III - Reporting the Results
- Understand Fraud Risk Assessment with Practical Examples
- Learn about Prevention, Detection, and Respond Programs for Fraud
- Understand Antifraud Strategy Key Elements
- Learn about Sound Internal Control System Requirements
- Understand Typical Features of the Practical and User-Friendly Hotline and
- Whistleblower Program
- Learn about Investigations Basics, Enforcement, and Corrective Actions
Fraud Management Part III - FR00103
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Course Objective
What you will learn:
- Understanding the importance of:
- Culture
- Tone at the top
- Code of ethics
- Learn about different fraud case laws associated with culture, tone at the top, and code of ethics
- Learn about global regulations and fraud
- Understand the regulatory requirements
Fraud Management Part IV - FR00104
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Course Objective
What you will learn:
- Understand the fraud triangle, fraud diamond, and 10-80-10 rule
- Gain knowledge of fraud tree, occupational fraud, and abuse categories
- Learn about corruption, asset misappropriations, and fraudulent financial reporting schemes
- Detailed knowledge of fraud classification categories, subcategories, fraud schemes, and methods used by perpetrators
- Study check fraud, electronic payment tampering, credit card schemes, and financial institution fraud
- To enhance the knowledge of how to catch the perpetrators study section Fraud Management Part VI. The Part VI explains the fraud tree with case law associated with each classification, category, subcategory, and fraud schemes.
Fraud Management Part V - FR00105
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Course Objective
What you will learn:
- Fraud tree schemes explained step by step with the help of case studies and case laws associated with each classification, category, subcategory, and fraud schemes
- Learn about fraud prevention programs for each classification
- Understand fraud tree, occupational fraud, and abuse categories
- Learn about corruption and financial statement fraud financial reporting schemes
- Understand fraud classification categories, subcategories, fraud schemes, and methods used by perpetrators
Fraud Management Part VI A - FR00106
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Course Objective
What you will learn:
- Fraud tree schemes explained step by step with the help of case studies and case laws associated with each classification, category, subcategory, and fraud schemes
- Learn about fraud prevention programs for each classification
- Understand fraud tree, occupational fraud, and abuse categories
- Study the asset misappropriations caselaws, schemes and prevention guidance
- Understand fraud classification categories, subcategories, fraud schemes, and methods used by perpetrators
Fraud Management Part VI B - FR00107
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Course Objective
What you will learn:
- Fraud tree schemes explained step by step with the help of case studies and case laws associated with each classification, category, subcategory, and fraud schemes
- Learn about fraud prevention programs for each classification
- Understand fraud tree, occupational fraud, and abuse categories
- Study the asset misappropriations caselaws, schemes and prevention guidance
- Understand fraud classification categories, subcategories, fraud schemes, and methods used by perpetrators
Fraud Management Part VII - FR00108
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Course Objective
What you will learn:
- Understand the fraud perpetrator characteristics
- Understand how to identify fraud in an organization
- Understand what are the red flags and how to identify them
- Learn to categorize the red flags
- Learn to rank red flags per fraud triangle components and fraud tree
- Learn how to identify corruption red flags and detect corruption fraud
- Learn how to identify financial statement fraud red flags and detect financial statement fraud
Fraud Management Part VIII - FR00109
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Course Objective
What you will learn:
- Understanding the importance of:
- Culture
- Tone at the top
- Code of ethics
- Learn about different fraud case laws associated with culture, tone at the top, and code of ethics
- Learn about global regulations and fraud
- Understand the regulatory requirements
- Fraudulent and Disbursement Billing Scheme
- Inventory and All Other Assets Misuse